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ESCALADE INC — Director's Dealing 2025
May 9, 2025
33800_dirs_2025-05-09_3676c984-c216-40d9-a2ad-63a34bdb83d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2025-05-07
Reporting Person: Franklin Katherine F. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-08 | Common Stock | M | 2150 | — | Acquired | 27929.783 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-05-07 | Restricted Stock Units | $ | A | 4500 | Acquired | 2027-05-07 | Common Stock (4500) | Direct |
| 2025-05-08 | Restricted Stock Units | $ | M | 2150 | Disposed | 2026-05-08 | Common Stock (2150) | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F3: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 7, 2026 and one half on May 7, 2027, provided that the reporting person remains a director of Escalade.
F4: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 as reported on this Form 4. The remaining 2,150 RSUs will vest on May 8, 2026, provided that the reporting person remains a director of Escalade.