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ESCALADE INC — Director's Dealing 2024
Jan 3, 2024
33800_dirs_2024-01-02_5e320103-7980-44dd-8bd2-b23c086d9531.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2024-01-01
Reporting Person: Glazer Walter P. Jr. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-01 | Common Stock | M | 18051 | — | Acquired | 375810 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-01 | Restricted Stock Units | $ | M | 18051 | Disposed | 2025-01-01 | Common Stock (18051) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8500 | Indirect |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan").
F3: On January 1, 2022, the reporting person was granted 54,152 RSUs under the Plan upon his commencement of full-time employment as Escalade's CEO and President. The RSUs vest in one third increments on each of January 1, 2023, January 1, 2024, and January 1, 2025. The January 1, 2023 vesting of 18,050 RSUs was previously reported and another 18,051 RSUs vested and settled on January 1, 2024 as reported herein. The remaining 18,051 RSUs will vest on January 1, 2025.