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ESCALADE INC — Director's Dealing 2024
Mar 5, 2024
33800_dirs_2024-03-05_cde93839-182b-4e12-afb7-b9255f9afe38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2024-03-02
Reporting Person: Wawrin Stephen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-02 | Common Stock | M | 2500 | — | Acquired | 35500 | Direct |
| 2024-03-03 | Common Stock | M | 2777 | — | Acquired | 38277 | Direct |
| 2024-03-04 | Common Stock | M | 1032 | — | Acquired | 39309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-02 | Restricted Stock Units | $ | M | 2500 | Disposed | 2025-03-02 | Common Stock (2500) | Direct |
| 2024-03-04 | Restricted Stock Units | $ | M | 1032 | Disposed | 2024-03-04 | Common Stock (1032) | Direct |
| 2024-03-03 | Restricted Stock Units | $ | M | 2777 | Disposed | 2026-03-03 | Common Stock (2777) | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3: On March 2, 2022, the reporting person was granted 7,500 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as previously reported. An additional 2,500 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.
F4: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022 and 1,032 RSUs vested and settled on March 4, 2023, as previously reported. The remaining 1,032 RSUs vested and settled on March 4, 2024, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
F5: On March 3, 2023, the reporting person was granted 8,331 RSUs pursuant to the Escalade 2017 Plan, of which 2,770 RSUs vested on March 3, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 5,554 RSUs will vest one half on March 3, 2025 and one half on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.