ESCALADE INC — Director's Dealing 2024

Mar 5, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2024-03-02

Reporting Person: Glazer Walter P. Jr. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-03-02	Common Stock	M	25000	—	Acquired	400810	Direct
2024-03-03	Common Stock	M	27770	—	Acquired	428580	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-03-02	Restricted Stock Units	$	M	25000	Disposed	2025-03-02	Common Stock (25000)	Direct
2024-03-03	Restricted Stock Units	$	M	27770	Disposed	2026-03-03	Common Stock (27770)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8500	Indirect

Footnotes

F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3: On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which 25,000 RSUs vested and settled on March 2, 2023, as previously reported. An additional 25,000 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 25,000 RSUs will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

F4: On March 3, 2023, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which 27,770 RSUs vested on March 3, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 55,540 RSUs will vest one half on March 3, 2025 and one half on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.