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ESCALADE INC — Director's Dealing 2023
Apr 28, 2023
33800_dirs_2023-04-28_0d8444d8-4beb-4df7-abaa-4c4fd27e3557.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2023-04-28
Reporting Person: Sehgal Anita (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-28 | Common Stock | A | 2500 | — | Acquired | 3447 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-28 | Restricted Stock Units | $ | M | 2500 | Disposed | 2024-04-28 | Common Stock (2500) | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3: On April 28, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on April 28, 2023, as reported in this Form 4. The remaining 2,500 RSUs will vest and settle on April 28, 2024, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.