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ESCALADE INC — Director's Dealing 2022
May 17, 2022
33800_dirs_2022-05-16_fd86ab42-a35c-4ac5-acb3-cdb27fdb52ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2022-05-15
Reporting Person: Franklin Katherine F. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-15 | Common Stock | A | 1425 | — | Acquired | 13591 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-15 | Restricted Stock Units | $ | M | 1425 | Disposed | 2022-05-15 | Common Stock (1425) | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan").
F3: On May 15, 2020, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on May 15, 2021, as previously reported, and the remaining 1,425 RSUs vested and settled on May 15, 2022, as reported in this Form 4. All RSUs settled in shares of ESCA common stock.