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ESCALADE INC — Director's Dealing 2021
Feb 6, 2021
33800_dirs_2021-02-05_7e1b5325-a3df-4ead-81d8-a0d6888a110a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2020-12-30
Reporting Person: GRIFFIN ROBERT E (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-30 | Common Stock | G | 5512 | — | Disposed | 639160.629 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1326736 | Indirect |
| Common Stock | 300000 | Indirect |
Footnotes
F1: On December 30, 2020, Mr. Griffin gifted 1,378 shares to each of his four adult children, a total of 5,512 shares.
F2: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, in Mr. Patrick Griffin's Section 16 reports.
F3: Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust, except to the extent of his pecuniary interest therein.