ESCALADE INC — Director's Dealing 2020

Feb 28, 2020

SEC Form 4/A — Form 4/A

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2020-02-26

Reporting Person: Wawrin Stephen (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-26	Common Stock	M	1367	—	Acquired	15850	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-26	Restricted Stock Units	$	M	1367	Disposed		Common Stock (1367)	Direct

Footnotes

F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").

F3: On February 26, 2016, Mr. Wawrin was granted 4,100 RSUs pursuant to the Escalade 2007 Plan. As previously reported, 1,366 RSUs vested and settled on June 26, 2018 and another 1,367 RSUs vested and settled on February 26, 2019. The remaining 1,367 RSUs vested and settled on February 26, 2020 as reported in this Form 4. Vesting for all 4,100 RSUs was subject to his continued employment and to ESCA common stock achieving certain market performance tests, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.