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ESCALADE INC — Director's Dealing 2020
Mar 6, 2020
33800_dirs_2020-03-05_7ac4d321-aeaf-47ff-8617-1f48e4219d63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2020-03-04
Reporting Person: Griffin Patrick J (Director, Vice President, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-04 | Restricted Stock Units | $ | A | 3000 | Acquired | 2023-03-04 | Common Stock (3000) | Direct |
Footnotes
F1: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F2: On March 4, 2020, the reporting person was granted 3,000 RSUs. The RSUs will vest in annual one third increments beginning on March 4, 2021 provided that the reporting person is still employed by Escalade on March 4 of the applicable year.