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ESCALADE INC — Director's Dealing 2020
Mar 6, 2020
33800_dirs_2020-03-06_6afcb6b4-fe5b-4d1c-8e90-030f46334952.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2020-03-04
Reporting Person: Baalmann Richard Fenton JR (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-04 | Restricted Stock Units | $ | A | 5000 | Acquired | 2022-03-04 | Common Stock (5000) | Direct |
Footnotes
F1: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F2: On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, which will vest one-half on March 4, 2021 and one-half on March 4, 2022, provided that the reporting person remains a director of Escalade as of such vesting date.
F3: This amendment is being filed solely for the purpose of correcting a scrivener error in this item. The correct number is "5,000" as shown herein, and not "3,000" as was inadvertently entered in the original filing.