ESCALADE INC — Director's Dealing 2020

Jun 26, 2020

SEC Form 4/A — Form 4/A

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2020-06-23

Reporting Person: Griffin Patrick J (Director, Vice President, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-23	Common Stock	G	2000	—	Disposed	519334.229	Direct
2020-06-23	Common Stock	G	2000	—	Acquired	2000	Indirect
2020-06-23	Common Stock	P	4	$12.25	Acquired	1313014	Indirect
2020-06-24	Common Stock	P	13722	$12.709	Acquired	1326736	Indirect

Footnotes

F1: On June 23, 2020, Mr. Griffin gifted 2,000 shares to his adult son, who shares the same household. Mr. Griffin disclaims beneficial ownership of the shares held by his adult son, and this report should not be considered an admission that Mr. Griffin is the beneficial owner of his son's shares for purposes of Section 16 or any other purpose.

F2: The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on June 24, 2020 at prices ranging from $12.48 to $12.91 per share.

F3: The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes.

F4: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Robert E. Griffin, his father, which shares are also included by Mr. Robert E. Griffin on his Section 16 reports.