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ESCALADE INC — Director's Dealing 2018
Feb 27, 2018
33800_dirs_2018-02-27_bd997822-39d1-4a39-9bb3-c6bedc8743dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2018-02-26
Reporting Person: Baalmann Richard Fenton JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-26 | Common Stock | M | 1325 | — | Acquired | 82917 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-26 | Restricted Stock Units | $ | M | 1325 | Disposed | Common Stock (1325) | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan").
F3: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.