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ESCALADE INC Director's Dealing 2018

May 18, 2018

33800_dirs_2018-05-18_cd9a81ec-ab95-4cac-af94-94f78eb5deed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2018-05-16

Reporting Person: Savitsky George (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-16 Common Stock M 1425 Acquired 52500 Direct
2018-05-16 Common Stock M 2850 Acquired 55350 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-16 Restricted Stock Units $ M 1425 Disposed 2019-03-02 Common Stock (1425) Direct
2018-05-16 Restricted Stock Units $ M 2850 Disposed 2020-03-08 Common Stock (2850) Direct

Footnotes

F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan (Escalade 2007 Plan).

F3: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425) vested and settled on March 2, 2018, as previously reported. The remaining 1,425 RSUs vested immediately prior to the reporting person's retirement as a director on May 16, 2018 by action of the ESCA Compensation Committee and Board of Directors.

F4: Each RSU represents a right to receive one share of Escalade common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5: On March 8, 2018, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan as previously reported. All 2,850 RSUs vested immediately prior to the reporting person's retirement as a director on May 16, 2018 by action of the ESCA Compensation Committee and Board of Directors.