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ESCALADE INC — Director's Dealing 2018
May 18, 2018
33800_dirs_2018-05-18_cd9a81ec-ab95-4cac-af94-94f78eb5deed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2018-05-16
Reporting Person: Savitsky George (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-16 | Common Stock | M | 1425 | — | Acquired | 52500 | Direct |
| 2018-05-16 | Common Stock | M | 2850 | — | Acquired | 55350 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-16 | Restricted Stock Units | $ | M | 1425 | Disposed | 2019-03-02 | Common Stock (1425) | Direct |
| 2018-05-16 | Restricted Stock Units | $ | M | 2850 | Disposed | 2020-03-08 | Common Stock (2850) | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan (Escalade 2007 Plan).
F3: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425) vested and settled on March 2, 2018, as previously reported. The remaining 1,425 RSUs vested immediately prior to the reporting person's retirement as a director on May 16, 2018 by action of the ESCA Compensation Committee and Board of Directors.
F4: Each RSU represents a right to receive one share of Escalade common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F5: On March 8, 2018, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan as previously reported. All 2,850 RSUs vested immediately prior to the reporting person's retirement as a director on May 16, 2018 by action of the ESCA Compensation Committee and Board of Directors.