ESCALADE INC — Director's Dealing 2015

Feb 18, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2015-02-16

Reporting Person: GRIFFIN ROBERT E (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-16	Common Stock	M	5000	$2.56	Acquired	654924.626	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-02-16	Common Stock Option	$2.56	M	5000	Disposed	2015-02-26	Common Stock (5000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1278465	Indirect
Common Stock	300000	Indirect

Footnotes

F1: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.

F2: Mr. Robert Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, the son of Mr. Robert Griffin which shares previously have been, and continue to be, included by Mr. Patrick Griffin in his Section 16 reports.

F3: Mr. Robert Griffin disclaims beneficial ownership in shares held by his spouses trust except to the extent of his pecuniary interest therein.