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ESCALADE INC — Director's Dealing 2015
May 28, 2015
33800_dirs_2015-05-28_f4991745-5eea-40ca-9fb0-8735c7c7aa69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2015-05-26
Reporting Person: Keller Robert J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-26 | Common Stock | S | 8272 | $18.121 | Disposed | 210296 | Direct |
| 2015-05-27 | Common Stock | M | 10000 | $6.07 | Acquired | 220296 | Direct |
| 2015-05-27 | Common Stock | M | 10000 | $5.28 | Acquired | 230296 | Direct |
| 2015-05-27 | Common Stock | M | 5500 | $5.85 | Acquired | 235796 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-27 | Common Stock Option | $6.07 | M | 10000 | Disposed | 2016-03-01 | Common Stock (10000) | Direct |
| 2015-05-27 | Common Stock Option | $5.28 | M | 10000 | Disposed | 2017-03-02 | Common Stock (10000) | Direct |
| 2015-05-27 | Common Stock Option | $5.85 | M | 5500 | Disposed | 2018-03-01 | Common Stock (5500) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.01 to $18.29, inclusive. The reporting person undertakes to provide to Escalade Incorporated, any security holder of Escalade Incorporated or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.