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ESCALADE INC — Director's Dealing 2015
Nov 3, 2015
33800_dirs_2015-11-03_50627621-dedb-41f1-901c-4fc4f929a34a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2015-11-02
Reporting Person: Griffin Patrick J (Director, Vice President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-02 | Common stock | M | 13000 | $6.07 | Acquired | 494886 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-02 | Stock Options | $6.07 | M | 13000 | Disposed | 2016-03-01 | Common stock (13000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 1278465 | Indirect |
Footnotes
F1: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
F2: Mr. Patrick Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Robert Griffin, the father of Mr. Patrick Griffin, which shares previously have been, and continue to be, included by Mr. Robert Griffin in his Section 16 reports.