ESCALADE INC — Director's Dealing 2015

Dec 9, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2015-12-07

Reporting Person: Keller Robert J (Former CEO, President, Directo)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-12-07	Common Stock	M	21175	—	Acquired	255243	Direct
2015-12-07	Common Stock	F	6533	$12.24	Disposed	248710	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-12-07	Restricted Stock Units	$	M	21175	Disposed		Common Stock (12000)	Direct

Footnotes

F1: Restricted Stock Units convert into shares of common stock on a one-for-one basis at no additional consideration

F2: Shares withheld upon exercise of tax withholding right in connection with vesting of restricted stock units exempt under Rule 16b-3(e)

F3: On December 7, 2015, all restricted stock units held by the reporting person vested and were converted into shares of common stock.