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ESCALADE INC — Director's Dealing 2015
Dec 18, 2015
33800_dirs_2015-12-18_5cab5426-31e5-47e3-b8c1-388716b7ccec.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2015-12-07
Reporting Person: Keller Robert J (Former CEO, President, Directo)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-07 | Common Stock | M | 21175 | — | Acquired | 255243 | Direct |
| 2015-12-07 | Common Stock | F | 6533 | $12.14 | Disposed | 248710 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-07 | Restricted Stock Units | $ | M | 21175 | Disposed | Common Stock (12000) | Direct |
Footnotes
F1: Restricted Stock Units convert into shares of common stock on a one-for-one basis at no additional consideration.
F2: Shares withheld upon exercise of tax withholding right in connection with vesting of restricted stock units exempt under Rule 16b-3. This amendment is being filed to correct the stock price which contained a typographical error in the original Form 4 filing.
F3: On December 7, 2015, all restricted stock units held by the reporting person vested and were converted into shares of common stock.
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