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ESCALADE INC Director's Dealing 2013

Feb 20, 2013

33800_dirs_2013-02-20_5836f1c7-5b55-4184-822c-b992422ea461.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2013-02-19

Reporting Person: GRIFFIN ROBERT E (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-19 Common Stock J 300000 Acquired 642717.629 Direct
2013-02-19 Common Stock J 178085 Acquired 1228465 Indirect
2013-02-19 Common Stock J 0 Disposed 0 Indirect

Footnotes

F1: Shares distributed and received as a liquidating distribution from the family limited liability company. In prior reports, Mr. Griffin reported indirect beneficial ownership of 1,800,000 shares held by the family limited liability company. The dissolution of the family limited liability company constitutes only a change in the form of ownership of a lesser number of shares.

F2: Mr. Robert Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, the son of Mr. Robert Griffin which shares previously have been, and continue to be, included by Mr. Patrick Griffin in his Section 16 reports.

F3: Mr. Griffin disclaims beneficial ownership in share held by his spouses trust except to the extent of his pecuniary interest therein.