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ESCALADE INC — Director's Dealing 2013
Nov 14, 2013
33800_dirs_2013-11-14_25e47ea6-bc38-4c1a-af43-1b91ba02d62c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2013-11-13
Reporting Person: WHITE RICHARD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-13 | Common Stock | M | 7500 | $5.28 | Acquired | 115119 | Direct |
| 2013-11-13 | Common Stock | M | 7500 | $6.07 | Acquired | 112699 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-13 | Common Stock Option | $5.28 | M | 7500 | Disposed | 2017-03-02 | Common Stock (7500) | Direct |
| 2013-11-13 | Common Stock Option | $6.07 | M | 7500 | Disposed | 2016-03-01 | Common Stock (7500) | Direct |
Footnotes
F1: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
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