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ESCALADE INC — Director's Dealing 2013
Nov 27, 2013
33800_dirs_2013-11-27_1bd403d4-2939-4742-aa4d-07f45e6a2a5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2013-11-26
Reporting Person: Meinert Deborah Jean (VP, Secretary and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-26 | Common Stock | M | 5000 | $6.07 | Acquired | 56524 | Direct |
| 2013-11-26 | Common Stock | M | 6875 | $2.56 | Acquired | 63399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-26 | Common Stock Option | $6.07 | M | 5000 | Disposed | 2016-03-01 | Common Stock (5000) | Direct |
| 2013-11-26 | Common Stock Option | $2.56 | M | 6875 | Disposed | 2015-02-26 | Common Stock (6875) | Direct |
Footnotes
F1: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
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