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ESCALADE INC — Director's Dealing 2013
Dec 30, 2013
33800_dirs_2013-12-30_5d8d6439-df6e-4e56-a36c-c6e8e38b092f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2013-08-07
Reporting Person: Keller Robert J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-07 | Common Stock | M | 13750 | $2.56 | Acquired | 190250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-07 | Common Stock Options | $2.56 | M | 13750 | Acquired | 2015-02-26 | Common Stock (13750) | Direct |
Footnotes
F1: As previously reported, shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
F2: This Amendment is being filed to correct the total number of shares beneficially owned by Mr. Keller following his exercise of these stock options in August 2013.
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