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ESCALADE INC — Director's Dealing 2012
Apr 4, 2012
33800_dirs_2012-04-04_9e4cabb8-fb6d-4da7-9a5f-ad87c6586600.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2012-04-03
Reporting Person: Keller Robert J (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-03 | Common Stock | M | 13750 | $2.56 | Acquired | 56500 | Direct |
| 2012-04-03 | Common Stock | M | 125000 | $0.64 | Acquired | 181500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-03 | Common Stock Option | $2.56 | M | 13750 | Disposed | 2015-02-26 | Common Stock (13750) | Direct |
| 2012-04-03 | Common Stock Option | $0.64 | M | 125000 | Disposed | 2014-03-31 | Common Stock (125000) | Direct |
Footnotes
F1: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
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