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ESCALADE INC — Director's Dealing 2012
Oct 9, 2012
33800_dirs_2012-10-09_e1e31211-e430-4105-a9f9-f3995acacf97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2012-10-05
Reporting Person: Williams Edward E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-05 | Common Stock | A | 1812 | $5.52 | Acquired | 46352 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14999 | Indirect |
| Common Stock | 37038 | Indirect |
| Common Stock | 337302 | Indirect |
Footnotes
F1: The grant of stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade Incorporated 2007 Incentive Plan.
F2: Mr. Edward Williams is a general partner of PAW Family Partnership LP.
F3: Mr. Edward Williams owns 33% of the outstanding shares of Good Earth Tools, Inc. and is an executive officer of the same.
F4: Mr. Edward Williams is a general partner of KPW Family Limited Partnership.
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