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ESCALADE INC — Director's Dealing 2012
Dec 3, 2012
33800_dirs_2012-12-03_82dbc1bc-0efa-4e4a-85f2-e0202a6e5c11.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2012-11-30
Reporting Person: GRIFFIN ROBERT E (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | Common Stock | P | 10000 | $5.15 | Acquired | 1050380 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1800000 | Indirect |
| Common Stock | 358591.629 | Direct |
Footnotes
F1: Mr. Robert Griffin disclaims beneficial ownership in shares held by the family limited partnership and the family limited liability company except to the extent of his pecuniary interest therein. All shares held by the family limited partnership and the family limited liability company are also deemed to be beneficially owned by Mr. Patrick Griffin, the son of Mr. Robert Griffin which shares previously have been, and continue to be, included by Mr. Patrick Griffin in his Section 16 reports.
F2: The numbers listed in the Amount of Securities Beneficially Owned Following Reported Transactions were transposed in the Form 4 filed 12/03/2012. All other information is unchanged from the original Form 4 filing.