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ESCALADE INC — Director's Dealing 2012
Dec 26, 2012
33800_dirs_2012-12-26_add939dc-4394-41e8-9d4a-0005b8833fc5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2012-12-24
Reporting Person: Griffin Patrick J (Director, Vice President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-24 | Common Stock | G | 10080 | $5.23 | Acquired | 149261 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1050380 | Indirect |
| Common Stock | 1800000 | Indirect |
Footnotes
F1: Shares gifted from Robert E. Griffin.
F2: Mr. Patrick Griffin disclaims beneficial ownership in shares held by the family limited partnership and the family limited liability company except to the extent of his pecuniary interest therein. All shares held by the family limited partnership and the family limited liability company are also deemed to be beneficially owned by Mr. Robert Griffin, the father of Mr. Patrick Griffin which shares previously have been, and continue to be, included by Mr. Robert Griffin in his Section 16 reports.