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ESCALADE INC — Director's Dealing 2012
Dec 31, 2012
33800_dirs_2012-12-31_d670e824-1e09-4002-a45e-d59773642ede.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2012-12-28
Reporting Person: Baalmann Richard Fenton JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-28 | Common Stock | M | 1488 | — | Acquired | 38450 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-28 | Restricted Stock Units | $ | M | 1488 | Disposed | 2012-12-28 | Common Stock (1488) | Direct |
Footnotes
F1: Shares issued are in settlement of restricted stock units that vested on 12/28/12. The closing price of a share of ESCA common stock on 12/28/12 was $5.25.
F2: Each restricted stock unit represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
F3: Restricted stock units that vested on 12/28/12 were settled by the issuance of common stock on that date.
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