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ESCALADE INC — Director's Dealing 2011
Jan 24, 2011
33800_dirs_2011-01-24_41371b10-64b1-4997-99d7-f993f892d9ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2010-12-06
Reporting Person: GRIFFIN ROBERT E (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-06 | Common Stock | P | 120.629 | $5.4 | Acquired | 357033.629 | Direct |
| 2011-01-21 | Common Stock | A | 3731 | $5.36 | Acquired | 360764.629 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 971296 | Indirect |
| Common Stock | 1800000 | Indirect |
Footnotes
F1: These shares were acquired pursuant to a dividend reinvestment feature of Mr. Griffin's private brokerage account.
F2: The grant of stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade Incorporated 2007 Incentive Plan.
F3: Mr. Robert E. Griffin disclaims beneficial ownership in shares held by the family limited partnership and the family limited liability company except to the extent of his pecuniary interest therein.
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