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ESCALADE INC — Director's Dealing 2008
Apr 29, 2008
33800_dirs_2008-04-29_303eafd8-dd95-4699-88d7-030d41b6a18a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2008-04-25
Reporting Person: WHITE RICHARD (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-04-25 | Restricted Stock Units | $ | A | 1250 | Acquired | Common Stock (1250) | Direct | |
| 2008-04-25 | Restricted Stock Units | $ | A | 1090 | Acquired | Common Stock (1090) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19443 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $ | Common Stock (4867) | 4867 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
F2: Each restricted stock unit will vest in one annual installment on April 27, 2009. Vested shares will be delivered to the reporting person at such time unless the reporting person elects to defer receipt.
F3: Each restricted stock unit will vest in one annual installment on December 31, 2009. Vested shares will be delivered to the reporting person at such time unless the reporting person elects to defer receipt.
F4: Restricted stock units issued in lieu of cash for director compensation pursuant to the Escalade, Incorporated 2007 Incentive Plan.
F5: Composed of 1,250 restricted stock units that will vest on April 30, 2008; 1,250 restricted stock units that will vest on April 27, 2009; 2,860 restricted stock units that will vest on December 31, 2008; and 1,090 restricted stock units that will vest on December 31, 2009.
F6: Outstanding stock options are composed of 536 options that vested on May 2, 2006 with an exercise price of $13.88 per share and an expiration date of April 26, 2009; 3,044 options that vested on April 24, 2007 with an exercise price of $11.26 per share and an expiration date of April 24, 2011; and 1,287 options that will vest on April 30, 2008 with an exercise price of $9.35 per share and an expiration date of April 30, 2012.