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ESCALADE INC — Director's Dealing 2008
Apr 29, 2008
33800_dirs_2008-04-29_8a1d13f2-d74b-4c9a-b3b4-d257050ba078.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2008-04-25
Reporting Person: GRIFFIN ROBERT E (Director, Chairman, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-04-25 | Restricted Stock Units | $ | A | 1250 | Acquired | Common Stock (1250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 494894 | Direct |
| Common Stock | 959796 | Indirect |
| Common Stock | 1800000 | Indirect |
| Common Stock | 62462 | Indirect |
Footnotes
F1: Mr. Robert Griffin disclaims beneficial interest in shares held by his adult children.
F2: Each restricted stock unit represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
F3: Each restricted stock unit will vest in one annual installment on April 27, 2009. Vested shares will be delivered to the reporting person at such time unless the reporting person elects to defer receipt.
F4: Composed of 1,250 restricted stock units that will vest on April 30, 2008 and 1,250 restricted stock units that will vest on April 27, 2009.