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ESCALADE INC — Director's Dealing 2008
May 1, 2008
33800_dirs_2008-05-01_fcf1f7cb-7150-4e5c-83aa-a96a2b601c92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2008-04-30
Reporting Person: GRIFFIN ROBERT E (Director, Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-04-30 | Common Stock | A | 1250 | $6.9 | Acquired | 496144 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-04-30 | Restricted Stock Unit | $ | A | 1250 | Disposed | Common Stock (1250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 959796 | Indirect |
| Common Stock | 1800000 | Indirect |
| Common Stock | 62462 | Indirect |
Footnotes
F1: Shares issued are in settlement of restricted stock units that vested on April 30, 2008.
F2: Mr. Robert Griffin disclaims beneficial interest in shares held by his adult children.
F3: Each restricted stock unit represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
F4: Restricted stock units that vested on April 30, 2008 were settled by the issuance of common stock on that date.
F5: Composed of 1,250 restricted stock units that will vest on April 27, 2009.