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ESCALADE INC — Director's Dealing 2006
Apr 26, 2006
33800_dirs_2006-04-25_f023c0df-c2da-4379-ad8e-d713df9b573e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2006-04-24
Reporting Person: MATTHEWS BLAINE E JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-04-24 | Common Stock | A | 2305 | $13.88 | Acquired | 258704 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-04-24 | Non-Qualified Stock Option | $11.26 | A | 1152 | Acquired | 2011-04-24 | Common Stock (1152) | Direct |
| 2006-04-24 | Non-Qualified Stock Option | $11.26 | A | 2000 | Acquired | 2011-04-24 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 83000 | Indirect |
| Common Stock | 2000 | Indirect |
Footnotes
F1: Shares awarded as director compensation in lieu of cash pursuant to the 1977 Directors Stock Compensation and Option Plan.
F2: Mr. Matthews disclaims beneficial ownership of shares owned by his adult children.
F3: Options granted pursuant to the 1997 Directors Stock Compensation and Option Plan. These options vest and are exercisable one year after grant at $11.26 per share; and expire five years from date of grant.
F4: Options granted to independent directors pursuant to a shareholder vote on April 22, 2006. Options vest one year from date of grant, expire 5 years from date of grant, and are exercisable at $11.26 per share.