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ESCALADE INC — Director's Dealing 2006
Apr 28, 2006
33800_dirs_2006-04-27_6c1f9859-5556-433a-9793-e9c9bad8318e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2006-04-26
Reporting Person: MATTHEWS BLAINE E JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-04-26 | Common Stock | F | 768 | $11.38 | Disposed | 257936 | Direct |
| 2006-04-26 | Common Stock | M | 2304 | $3.8 | Acquired | 260240 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-04-26 | Non-Qualified Stock Option | $3.8 | M | 2304 | Acquired | 2006-04-28 | Common Stock (2304) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 83000 | Indirect |
| Common Stock | 2000 | Indirect |
Footnotes
F1: Shares tendered to Escalade, Incorporated in connection with the exercise of non-qualitied stock options.
F2: Purchased in the exercise of non-qualified stock options granted under the 1997 Director Stock Compensation and Option Plan.
F3: Mr. Matthews disclaims beneficial ownership of shares owned by his adult children.
F4: Options granted pursuant to the 1997 Directors Stock Compensation and Option Plan. These options vest and are exercisable one year after grant at prices ranging from $10.68 to $17.24; and expire five years from date of grant.