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ESCALADE INC — Director's Dealing 2004
Nov 30, 2004
33800_dirs_2004-11-30_3969f5be-a941-44ac-acfa-1a960f0ec980.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2004-11-26
Reporting Person: GRIFFIN ROBERT E (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-26 | Common Stock | J | 601000 | — | Disposed | 501948 | Direct |
| 2004-11-26 | Common Stock | J | 1199000 | — | Disposed | 65920 | Indirect |
| 2004-11-26 | Common Stock | J | 1800000 | — | Acquired | 1800000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 944316 | Indirect |
Footnotes
F1: Transfer of shares to Plum Street Partners LLC, a newly formed limited liability company in which Mr. Griffin, his wife and four adult children each own an equal share. Plum Street Partners LLC is managed by Water Street Partners a family limited partnership.
F2: Mr. Griffin disclaims beneficial ownership interest of Escalade common stock owned by his adult children and of all Escalade common stock held by the family limited liability company and the family limited partnership except to the extent of his pecuniary interest therein.