AI assistant
EROAD Limited — Major Shareholding Notification 2021
Aug 2, 2021
66188_rns_2021-08-03_84bc0958-a6f3-4424-809c-c4e4d1e6b1de.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Internal
Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited and To EROAD Limited
Relevant event being disclosed: movement of 1% or more in the substantial holding
Date of relevant event:30 July 2021
Date this disclosure made: 2 August, 2021
Date last disclosure made: 28 September 2020
Substantial product holder(s) giving disclosure
Full name(s):
Allianz SE as ultimate parent company
Allianz Global Investors Asia Pacific Ltd. (investment discretion)
Allianz Global Investors GmbH (parent company)
Allianz Asset Management GmbH (parent company)
Allianz Global Investors U.S. LLC (investment discretion) Allianz Global Investors U.S. Holdings LLC (parent company) PFP Holdings Inc. (parent company) Allianz of America Inc. (parent company) Allianz Europe B.V. (parent company)
Summary of substantial holding
Class of quoted voting products: ordinary share
For this disclosure,
| Substantial product holder | (a) Total number held in class |
(b) Total in class |
(c) Total percentage held in class |
|
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Ltd. |
4.854.167 | 81.896.340 | 5,93% | |
| Allianz Global Investors U.S. LLC | 116.947 | 81.896.340 | 0,14% | |
| Total (sum) | 4.971.114 | 81.896.340 | 6,07% |
1
Internal
For last disclosure,—
| Substantial product holder | (a) Total number held in class |
(b) Total in class |
(c) Total percentage held in class |
|
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Ltd. |
3.980.246 | 79.070.851 | 5,03% | |
| Allianz Global Investors U.S. LLC | 28.047 | 79.070.851 | 0,04% | |
| Total (sum) | 4.008.293 | 79.070.851 | 5,07% |
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure:
| Registered holder |
Date of transaction |
Nature of the transaction |
ISIN | Price per share | Number of securities |
|---|---|---|---|---|---|
| Bombardier US Retirement Plan - International Small Cap (HKD) |
29.09.2020 | Buy | NZERDE0001S5 | 3,8508 | 6.600 |
| AllianzGI Global Small-Cap Fund - HK |
29.09.2020 | Buy | NZERDE0001S5 | 3,8508 | 7.200 |
| AllianzGI International Small Cap Fund - HK |
29.09.2020 | Buy | NZERDE0001S5 | 3,8508 | 18.000 |
| Allianz Global Small Cap Equity (HKD) |
29.09.2020 | Buy | NZERDE0001S5 | 3,8508 | 37.000 |
| Nova Scotia Health Employees' Pension Plan (HKD) |
29.09.2020 | Buy | NZERDE0001S5 | 3,8508 | 54.800 |
| Allianz Asian Small CapEquity |
04.11.2020 | Buy | NZERDE0001S5 | 3,8998 | 203.300 |
| Allianz Asian Small CapEquity |
27.11.2020 | Buy | NZERDE0001S5 | 4,3847 | 48.342 |
| Allianz Asian Small CapEquity |
30.11.2020 | Buy | NZERDE0001S5 | 4,4069 | 19.583 |
| Allianz Asian Small CapEquity |
01.12.2020 | Buy | NZERDE0001S5 | 4,5794 | 106.175 |
| Allianz Asian Small CapEquity |
02.12.2020 | Buy | NZERDE0001S5 | 4,6618 | 5.821 |
| AllianzGI Global Small-Cap Fund - HK |
07.12.2020 | Buy | NZERDE0001S5 | 4,5100 | 3.000 |
| Bombardier US Retirement Plan - International Small Cap (HKD) |
07.12.2020 | Buy | NZERDE0001S5 | 4,5100 | 3.300 |
2
Internal
| AllianzGI International Small Cap Fund - HK |
07.12.2020 | Buy | NZERDE0001S5 | 4,5100 | 5.800 |
|---|---|---|---|---|---|
| Nova Scotia Health Employees' Pension Plan (HKD) |
07.12.2020 | Buy | NZERDE0001S5 | 4,5100 | 26.600 |
| Allianz Global Small Cap Equity (HKD) |
07.12.2020 | Sell | NZERDE0001S5 | 4,5183 | 9.600 |
| Bombardier US Retirement Plan - International Small Cap (HKD) |
11.12.2020 | Buy | NZERDE0001S5 | 4,7417 | 2.400 |
| AllianzGI Global Small-Cap Fund - HK |
11.12.2020 | Buy | NZERDE0001S5 | 4,7417 | 2.600 |
| AllianzGI International Small Cap Fund - HK |
11.12.2020 | Buy | NZERDE0001S5 | 4,7417 | 5.800 |
| Nova Scotia Health Employees' Pension Plan (HKD) |
11.12.2020 | Buy | NZERDE0001S5 | 4,7417 | 19.800 |
| Allianz Global Small Cap Equity (HKD) |
11.12.2020 | Sell | NZERDE0001S5 | 4,7259 | 13.500 |
| Bombardier US Retirement Plan - International Small Cap (HKD) |
15.12.2020 | Buy | NZERDE0001S5 | 4,7076 | 1.500 |
| AllianzGI Global Small-Cap Fund - HK |
15.12.2020 | Buy | NZERDE0001S5 | 4,7076 | 1.600 |
| AllianzGI International Small Cap Fund - HK |
15.12.2020 | Buy | NZERDE0001S5 | 4,7076 | 3.800 |
| Nova Scotia Health Employees' Pension Plan (HKD) |
15.12.2020 | Buy | NZERDE0001S5 | 4,7076 | 13.000 |
| Allianz Global Small Cap Equity (HKD) |
15.12.2020 | Sell | NZERDE0001S5 | 4,6805 | 5.100 |
| Bombardier US Retirement Plan - International Small Cap (HKD) |
30.12.2020 | Buy | NZERDE0001S5 | 4,7200 | 1.700 |
| AllianzGI International |
30.12.2020 | Buy | NZERDE0001S5 | 4,7200 | 3.800 |
3
Internal
| Small Cap Fund - HK |
|||||
|---|---|---|---|---|---|
| Nova Scotia Health Employees' Pension Plan (HKD) |
30.12.2020 | Buy | NZERDE0001S5 | 4,7200 | 13.300 |
| AllianzGI Global Small-Cap Fund - HK |
19.03.2021 | Buy | NZERDE0001S5 | 3,6064 | 346 |
| Allianz Global Small Cap Equity (HKD) |
19.03.2021 | Buy | NZERDE0001S5 | 3,6064 | 4.735 |
| AllianzGI Global Small-Cap Fund - HK |
19.03.2021 | Buy | NZERDE0001S5 | 3,6926 | 1.989 |
| Allianz Global Small Cap Equity (HKD) |
19.03.2021 | Buy | NZERDE0001S5 | 3,6926 | 27.182 |
| AllianzGI Global Small-Cap Fund - HK |
23.03.2021 | Buy | NZERDE0001S5 | 3,8560 | 665 |
| Allianz Global Small Cap Equity (HKD) |
23.03.2021 | Buy | NZERDE0001S5 | 3,8560 | 9.083 |
| AllianzGI Global Small-Cap Fund - HK |
26.03.2021 | Buy | NZERDE0001S5 | 4,0000 | 7.100 |
| AllianzGI International Small Cap Fund - HK |
26.03.2021 | Buy | NZERDE0001S5 | 4,0000 | 15.400 |
| Nova Scotia Health Employees' Pension Plan (HKD) |
26.03.2021 | Buy | NZERDE0001S5 | 4,0000 | 60.000 |
| Bombardier US Retirement Plan - International Small Cap (HKD) |
26.03.2021 | Buy | NZERDE0001S5 | 4,0000 | 3.600 |
| AllianzGI Global Small-Cap Fund - HK |
09.04.2021 | Buy | NZERDE0001S5 | 4,6540 | 2.300 |
| AllianzGI International Small Cap Fund - HK |
09.04.2021 | Buy | NZERDE0001S5 | 4,6540 | 4.800 |
| Nova Scotia Health Employees' Pension Plan (HKD) |
09.04.2021 | Buy | NZERDE0001S5 | 4,6540 | 16.200 |
| Allianz Global Small Cap Equity (HKD) |
09.04.2021 | Buy | NZERDE0001S5 | 4,6540 | 10.100 |
4
Internal
| Bombardier US Retirement Plan - International Small Cap (HKD) |
09.04.2021 | Buy | NZERDE0001S5 | 4,6540 | 1.700 |
|---|---|---|---|---|---|
| Allianz Global Small Cap Equity (HKD) |
21.04.2021 | Sell | NZERDE0001S5 | 5,2200 | 4.400 |
| Allianz Global Small Cap Equity (HKD) |
16.06.2021 | Buy | NZERDE0001S5 | 5,6345 | 4.000 |
| Virtus AllianzGI Global Small-Cap Fund |
12.07.2021 | Buy | NZERDE0001S5 | 5,7435 | 1.100 |
| Bombardier US Retirement Plan |
12.07.2021 | Buy | NZERDE0001S5 | 5,7435 | 1.200 |
| Allianz Global Small CapEquity |
12.07.2021 | Buy | NZERDE0001S5 | 5,7435 | 6.000 |
| Nova Scotia Health Employees' Pension Plan |
12.07.2021 | Buy | NZERDE0001S5 | 5,7435 | 11.700 |
| Commission de la Caisse Commune AllianzGI SC Asia |
28.07.2021 | Buy | NZERDE0001S5 | 6,2353 | 22.102 |
| Commission de la Caisse Commune AllianzGI SC Asia |
29.07.2021 | Buy | NZERDE0001S5 | 6,2684 | 16.915 |
| Commission de la Caisse Commune AllianzGI SC Asia |
29.07.2021 | Buy | NZERDE0001S5 | 6,2500 | 15.874 |
| Commission de la Caisse Commune AllianzGI SC Asia |
30.07.2021 | Buy | NZERDE0001S5 | 6,3504 | 132.109 |
| Bombardier US Retirement Plan |
30.07.2021 | Buy | NZERDE0001S5 | 6,3504 | 1.100 |
| Nova Scotia Health Employees' Pension Plan |
30.07.2021 | Buy | NZERDE0001S5 | 6,3504 | 10.100 |
| Virtus AllianzGI Global Small-Cap Fund |
30.07.2021 | Buy | NZERDE0001S5 | 6,3504 | 1.000 |
| Virtus AllianzGI International Small-CapFund |
30.07.2021 | Buy | NZERDE0001S5 | 6,3504 | 2.600 |
| Allianz Global Small CapEquity |
30.07.2021 | Sell | NZERDE0001S5 | 6,3555 | 10.400 |
5
Internal
Details after relevant event
| Substantial product holder |
Nature of relevant interest(s) |
(a) Number held in class |
(b) Percentage held in class |
(c) Current registered holder(s) |
(d) Registered holder(s) once transfers are registered |
|---|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Ltd. |
Asset Manager with investment and/or voting power(1) |
438.702 | 0,535% | N/A | Allianz Asian Small Cap Equity |
| Allianz Global Investors Asia Pacific Ltd. |
Asset Manager with investment and/or voting power(1) |
181.618 | 0,21% | N/A | Allianz Choice Oriental Fund |
| Allianz Global Investors Asia Pacific Ltd. |
Asset Manager with investment and/or voting power(1) |
98.753 | 0,12% | N/A | Allianz Global Small Cap Equity (HKD) |
| Allianz Global Investors Asia Pacific Ltd. |
Asset Manager with investment and/or voting power(1) |
2.235.500 | 2,73% | N/A | Allianz Oriental Income |
| Allianz Global Investors U.S. LLC |
Asset Manager with investment and/or voting power(1) |
36.872 | 0,04% | N/A | AllianzGI Global Small-Cap Fund – HK |
| Allianz Global Investors U.S. LLC |
Asset Manager with investment and/or voting power(1) |
80.075 | 0,10% | N/A | AllianzGI International Small Cap Fund – HK |
| Allianz Global Investors Asia Pacific Ltd. |
Asset Manager with investment and/or voting power(1) |
1.397.348 | 1,71% | N/A | AllianzGI-Fonds RANW II Segment RANW Oriental Income |
| Allianz Global Investors Asia Pacific Ltd. |
Asset Manager with investment and/or voting power(1) |
30.339 | 0,04% | N/A | Bombardier US Retirement Plan - International Small Cap (HKD) |
| Allianz Global Investors Asia Pacific Ltd. |
Asset Manager with investment and/or voting power(1) |
284.907 | 0,35% | N/A | Nova Scotia Health Employees' Pension Plan (HKD) |
| Allianz Global Investors Asia Pacific Ltd. |
Asset Manager with investment and/or voting power(1) |
187.000 | 0,23% | N/A | Commission de la Caisse Commune AllianzGI SC Asia |
6
Internal
- (1) Voting rights are with Allianz Global Investors GmbH
For a derivative relevant interest, also—
-
(a) type of derivative: n/a
-
(b) details of derivative: n/a
-
(c) parties to the derivative: n/a
-
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in the derivative: n/a
Additional information
Address of substantial product holder:
Allianz SE
Königinstrasse 28 80802 Munich, Germany
Contact details:
Michael Sieburg +49 89 3800 19957 [email protected]
Nature of connection between substantial product holders: Allianz Global Investors Asia Pacific Ltd. is a direct subsidiary of Allianz Global Investors GmbH Allianz Global Investors GmbH is a direct subsidiary of Allianz Asset Management GmbH Allianz Asset Management GmbH is a direct subsidiary of Allianz SE
Allianz Global Investors U.S. LLC is a direct subsidiary of Allianz Global Investors U.S. Holdings LLC Allianz Global Investors U.S. Holdings LLC is a direct subsidiary of PFP Holdings Inc. PFP Holdings Inc. is a direct subsidiary of Allianz of America Inc. Allianz of America Inc. is a direct subsidiary of Allianz Europe B.V. Allianz Europe B.V. is a direct subsidiary of Allianz SE
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: N/A
==> picture [501 x 41] intentionally omitted <==
7
Internal
Certification
I, Michael Sieburg certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
8