EQUUS TOTAL RETURN, INC. — Director's Dealing 2019

Aug 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EQUUS TOTAL RETURN, INC. (EQS)
CIK: 0000878932
Period of Report: 2019-08-12

Reporting Person: TOKARZ MICHAEL T (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-12	Common Stock, par value $0.001 per share	S	608310	$1.62	Disposed	3228024	Indirect

Footnotes

F1: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.