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EQUUS TOTAL RETURN, INC. — Director's Dealing 2010
Nov 25, 2010
34779_dirs_2010-11-24_9ddfdb20-c4a2-4463-896d-c94a8324cd26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUUS TOTAL RETURN, INC. (EQS)
CIK: 0000878932
Period of Report: 2010-11-15
Reporting Person: des Pallieres Bertrand (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-15 | Common Stock | P | 2600 | $2.23 | Acquired | 824631 | Direct |
| 2010-11-17 | Common Stock | P | 8644 | $2.16 | Acquired | 833275 | Direct |
| 2010-11-19 | Common Stock | P | 9025 | $2.12 | Acquired | 842300 | Direct |
| 2010-11-22 | Common Stock | P | 40000 | $2.09 | Acquired | 882300 | Direct |
Footnotes
F1: Includes 822,031 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment
holding company, is a wholly-owned subsidiary of Versatile Systems, Inc., a Canadian corporation ("Versatile"). The
Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership
in the shares except to the extent, if any, of his pecuniary interest therein.
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