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EQUITY RESIDENTIAL — Director's Dealing 2023
Jun 20, 2023
30212_dirs_2023-06-20_9752c23f-cdb8-47f4-b07d-a440bc1a6be8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2023-06-15
Reporting Person: NEAL JOHN E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-15 | Common Shares Of Beneficial Interest | A | 1431 | — | Acquired | 15988 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-15 | Non-qualified Stock Option (Right to Buy) | $66.35 | A | 7849 | Acquired | 2033-06-15 | Common Shares Of Beneficial Interest (7849) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 10226 | Indirect |
| Common Shares Of Beneficial Interest | 14634 | Indirect |
Footnotes
F1: Represents restricted shares granted for prospective service from the 2023 Annual Meeting of Shareholders to the 2024 Annual Meeting of Shareholders which are scheduled to vest on June 15, 2024.
F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F3: Represents shares beneficially owned by a trust for the benefit of the reporting person and his wife and which were previously owned directly by Mr. Neal's spouse.
F4: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person.
F5: Represents share options granted for prospective service from the 2023 Annual Meeting of Shareholders to the 2024 Annual Meeting of Shareholders.