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EQUITY RESIDENTIAL — Director's Dealing 2022
Feb 14, 2022
30212_dirs_2022-02-14_12120622-a36c-419c-8b4f-5a686a2fe03b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2021-12-31
Reporting Person: NEITHERCUT DAVID J (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-29 | Operating Partnership Units | $0 | G | 1530 | Disposed | Common Shares Of Beneficial Interest (1530) | Indirect | |
| 2021-01-29 | Operating Partnership Units | $0 | G | 1530 | Acquired | Common Shares Of Beneficial Interest (1530) | Direct | |
| 2021-01-29 | Operating Partnership Units | $0 | G | 8678 | Disposed | Common Shares Of Beneficial Interest (8678) | Indirect | |
| 2021-01-29 | Operating Partnership Units | $0 | G | 1530 | Acquired | Common Shares Of Beneficial Interest (1530) | Direct | |
| 2021-01-29 | Operating Partnership Units | $0 | G | 1530 | Disposed | Common Shares Of Beneficial Interest (1530) | Indirect | |
| 2021-01-29 | Operating Partnership Units | $0 | G | 8678 | Disposed | Common Shares Of Beneficial Interest (8678) | Indirect | |
| 2021-08-23 | Operating Partnership Units | $0 | G | 1000 | Acquired | Common Shares Of Beneficial Interest (1000) | Indirect | |
| 2021-08-23 | Operating Partnership Units | $0 | G | 1000 | Disposed | Common Shares Of Beneficial Interest (1000) | Indirect | |
| 2021-08-23 | Operating Partnership Units | $0 | G | 865 | Disposed | Common Shares Of Beneficial Interest (865) | Indirect | |
| 2021-08-23 | Operating Partnership Units | $0 | G | 865 | Acquired | Common Shares Of Beneficial Interest (865) | Direct | |
| 2021-08-23 | Operating Partnership Units | $0 | G | 1000 | Disposed | Common Shares Of Beneficial Interest (1000) | Indirect | |
| 2021-08-23 | Operating Partnership Units | $0 | G | 1000 | Acquired | Common Shares Of Beneficial Interest (1000) | Indirect | |
| 2021-08-23 | Operating Partnership Units | $0 | G | 552 | Disposed | Common Shares Of Beneficial Interest (552) | Indirect | |
| 2021-08-23 | Operating Partnership Units | $0 | G | 552 | Acquired | Common Shares Of Beneficial Interest (552) | Direct |
Footnotes
F1: This transaction involved a gift of OP Units by a grantor retained annuity trust to the reporting person.
F2: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.
F3: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: This transaction involved a gift of OP Units by a grantor retained annuity trust to a trust for the benefit of the reporting person's son.
F5: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6: This transaction involved a gift of OP Units by a grantor retained annuity trust to a trust for the benefit of the reporting person's daughter.
F7: Represents OP Units beneficially owned by a grantor retained annuity trust for the benefit of the reporting person.
F8: This transaction involved a gift of OP Units by a limited liability company of which the reporting person is the manager to a grantor retained annuity trust for the benefit of the reporting person.
F9: Represents OP Units beneficially owned by a limited liability company, of which the reporting person is the manager.