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EQUITY RESIDENTIAL — Director's Dealing 2021
Feb 17, 2021
30212_dirs_2021-02-17_82993850-32b1-4df9-adfa-3f43159b97d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2021-02-12
Reporting Person: Kaufman Ian (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-12 | Common Shares Of Beneficial Interest | A | 2381 | — | Acquired | 20810 | Direct |
| 2021-02-16 | Common Shares Of Beneficial Interest | S | 935 | $67.11 | Disposed | 19875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-12 | Non-qualified Stock Option (Right to Buy) | $67.48 | A | 6730 | Acquired | 2031-02-12 | Common Shares Of Beneficial Interest (6730) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 531 | Indirect |
Footnotes
F1: Represents restricted shares scheduled to vest on February 12, 2024.
F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F3: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.
F4: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 16, 2021.
F5: Represents share options scheduled to vest in approximately three equal installments on February 12, 2022, February 12, 2023 and February 12, 2024.