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EQUITY RESIDENTIAL — Director's Dealing 2021
May 12, 2021
30212_dirs_2021-05-12_0736dadc-00aa-49a8-9883-b3b8fc57bd00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2021-05-10
Reporting Person: NEITHERCUT DAVID J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Shares Of Beneficial Interest | M | 20863 | $45.28 | Acquired | 23737 | Indirect |
| 2021-05-10 | Common Shares Of Beneficial Interest | S | 20863 | $75.11 | Disposed | 2874 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Non-qualified Stock Option (Right to Buy) | $45.28 | M | 20863 | Disposed | 2021-09-23 | Common Shares Of Beneficial Interest (20863) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 3392 | Direct |
| Common Shares Of Beneficial Interest | 56464 | Indirect |
Footnotes
F1: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
F2: The price represents the weighted average price of the shares sold. The shares were sold within a range of $75.00 to $75.24. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.