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EQUITY RESIDENTIAL — Director's Dealing 2021
Jun 14, 2021
30212_dirs_2021-06-14_b4125212-359b-49f2-96c1-486009caf600.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2021-06-10
Reporting Person: Sorenson Christa L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-10 | Common Shares Of Beneficial Interest | S | 743 | $80.00 | Disposed | 3885 | Direct |
| 2021-06-10 | Common Shares Of Beneficial Interest | M | 743 | $51.34 | Acquired | 4628 | Direct |
| 2021-06-10 | Common Shares Of Beneficial Interest | S | 404 | $80.00 | Disposed | 3481 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-10 | Non-qualified Stock Option (Right to Buy) | $51.34 | M | 743 | Disposed | 2022-02-03 | Common Shares Of Beneficial Interest (743) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 255 | Indirect |
| Common Shares Of Beneficial Interest | 585 | Indirect |
Footnotes
F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through April 10, 2021.
F3: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F4: Represents share options which vested in approximately three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.