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EQUITY RESIDENTIAL — Director's Dealing 2020
Jan 3, 2020
30212_dirs_2020-01-03_398a4c4b-94c1-4051-aedd-901312f1f660.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2020-01-02
Reporting Person: SHAPIRO MARK S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Common Shares Of Beneficial Interest | M | 918 | $28.10 | Acquired | 6865 | Direct |
| 2020-01-02 | Common Shares Of Beneficial Interest | S | 918 | $81.06 | Disposed | 5947 | Direct |
| 2020-01-02 | Common Shares Of Beneficial Interest | M | 2376 | $28.10 | Acquired | 8323 | Direct |
| 2020-01-02 | Common Shares Of Beneficial Interest | S | 2376 | $81.05 | Disposed | 5947 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Non-qualified Stock Option (Right to Buy) | $28.10 | M | 918 | Disposed | 2020-02-05 | Common Shares Of Beneficial Interest (918) | Direct |
| 2020-01-02 | Non-qualified Stock Option (Right to Buy) | $28.10 | M | 2376 | Disposed | 2020-02-05 | Common Shares Of Beneficial Interest (2376) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 4701 | Indirect |
Footnotes
F1: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F2: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.
F3: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.
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