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EQUITY RESIDENTIAL — Director's Dealing 2020
Feb 4, 2020
30212_dirs_2020-02-04_911ef4a7-eed4-4d20-ab10-28ca4a46e3f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2020-01-31
Reporting Person: Garechana Robert (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-31 | Common Shares Of Beneficial Interest | A | 6603 | — | Acquired | 21475 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-31 | Non-qualified Stock Option (Right to Buy) | $83.08 | A | 17520 | Acquired | 2030-01-31 | Common Shares Of Beneficial Interest (17520) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 134 | Indirect |
Footnotes
F1: Represents restricted shares scheduled to vest on January 31, 2023.
F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future, which includes restricted shares that the reporting person has elected to defer to the Equity Residential Supplemental Executive Retirement Plan.
F3: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 11, 2020.
F4: Represents share options scheduled to vest in three equal installments on January 31, 2021, January 31, 2022 and January 31, 2023.