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EQUITY RESIDENTIAL — Director's Dealing 2020
Feb 18, 2020
30212_dirs_2020-02-18_d0590ae5-e7ed-45cb-87e4-3b52033fac55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2020-02-13
Reporting Person: Garechana Robert (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-13 | Common Shares Of Beneficial Interest | M | 3032 | $48.06 | Acquired | 23662 | Direct |
| 2020-02-13 | Common Shares Of Beneficial Interest | S | 3032 | $85.23 | Disposed | 20630 | Direct |
| 2020-02-13 | Common Shares Of Beneficial Interest | M | 2128 | $48.13 | Acquired | 22758 | Direct |
| 2020-02-13 | Common Shares Of Beneficial Interest | S | 2128 | $85.23 | Disposed | 20630 | Direct |
| 2020-02-13 | Common Shares Of Beneficial Interest | M | 9419 | $60.76 | Acquired | 30049 | Direct |
| 2020-02-13 | Common Shares Of Beneficial Interest | S | 9419 | $85.17 | Disposed | 20630 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-13 | Non-qualified Stock Option (Right to Buy) | $48.06 | M | 3032 | Disposed | 2023-03-14 | Common Shares Of Beneficial Interest (3032) | Direct |
| 2020-02-13 | Non-qualified Stock Option (Right to Buy) | $48.13 | M | 2128 | Disposed | 2024-02-06 | Common Shares Of Beneficial Interest (2128) | Direct |
| 2020-02-13 | Non-qualified Stock Option (Right to Buy) | $60.76 | M | 9419 | Disposed | 2027-02-02 | Common Shares Of Beneficial Interest (9419) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 134 | Indirect |
Footnotes
F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.23 to $85.24. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.14 to $85.22. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 11, 2020.
F5: Represents share options which vested in approximately three equal installments on March 14, 2014, March 14, 2015 and March 14, 2016.
F6: Represents share options which vested in approximately three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.
F7: Represents share options which vested in approximately three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020.