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EQUITY RESIDENTIAL — Director's Dealing 2019
Feb 11, 2019
30212_dirs_2019-02-11_abb1b8af-4764-48a6-9616-0133a7ab4be6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2019-02-07
Reporting Person: Altshuler Barry (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-07 | Common Shares Of Beneficial Interest | M | 10000 | $60.76 | Acquired | 44080 | Direct |
| 2019-02-07 | Common Shares Of Beneficial Interest | S | 10000 | $73.29 | Disposed | 34080 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-07 | Non-qualified Stock Option (Right to Buy) | $60.76 | M | 10000 | Disposed | 2027-02-02 | Common Shares Of Beneficial Interest (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 1314 | Indirect |
| Common Shares Of Beneficial Interest | 62 | Indirect |
Footnotes
F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2: The price represents the weighted average price of the shares sold. The shares were sold within a range of $73.28 to $73.32. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 14, 2019.
F4: Represents shares beneficially owned by Mr. Altshuler's spouse. Mr. Altshuler disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
F5: The reporting person received a grant of options as an alternative to cash in connection with all or a portion of their performance bonus. The options vested on February 2, 2017, the date of the grant.