AI assistant
EQUITY RESIDENTIAL — Director's Dealing 2019
Feb 11, 2019
30212_dirs_2019-02-11_10fe5099-cef5-4f7f-9d2c-21088fdcef27.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2019-02-08
Reporting Person: GEORGE ALAN W (Executive Vice President & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-08 | Common Shares Of Beneficial Interest | M | 25000 | $48.13 | Acquired | 81582 | Direct |
| 2019-02-08 | Common Shares Of Beneficial Interest | S | 25000 | $73.56 | Disposed | 56582 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-08 | Non-qualified Stock Option (Right to Buy) | $48.13 | M | 25000 | Disposed | 2024-02-06 | Common Shares Of Beneficial Interest (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 25 | Indirect |
| Common Shares Of Beneficial Interest | 4112 | Indirect |
Footnotes
F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 14, 2019.
F3: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP upon vesting of the shares.
F4: Represents share options which vested in approximately three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.