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EQUITY RESIDENTIAL — Director's Dealing 2019
Mar 25, 2019
30212_dirs_2019-03-25_ace8c635-4437-48f5-b044-ac1eb79cd657.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2019-03-22
Reporting Person: SPECTOR GERALD A (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-22 | Common Shares Of Beneficial Interest | M | 7123 | $28.10 | Acquired | 290065 | Direct |
| 2019-03-22 | Common Shares Of Beneficial Interest | S | 7123 | $75.00 | Disposed | 282942 | Direct |
| 2019-03-22 | Common Shares Of Beneficial Interest | M | 5815 | $50.19 | Acquired | 288757 | Direct |
| 2019-03-22 | Common Shares Of Beneficial Interest | S | 5815 | $75.00 | Disposed | 282942 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-22 | Non-qualified Stock Option (Right to Buy) | $28.10 | M | 7123 | Disposed | 2020-02-05 | Common Shares Of Beneficial Interest (7123) | Direct |
| 2019-03-22 | Non-qualified Stock Option (Right to Buy) | $50.19 | M | 5815 | Disposed | 2021-06-16 | Common Shares Of Beneficial Interest (5815) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 27500 | Indirect |
| Common Shares Of Beneficial Interest | 25015 | Indirect |
| Common Shares Of Beneficial Interest | 57187 | Indirect |
Footnotes
F1: Represents shares beneficially owned by the Concord Lane Trust. Mr. Spector disclaims beneficial ownership of said shares except to the extent of any pecuniary interest therein.
F2: Represents shares held by the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and, as such, may be deemed the beneficial owner of the shares reported herein.
F3: Represents shares beneficially owned by Mr. Spector's spouse. Mr. Spector disclaims beneficial ownership of said shares except to the extent of any pecuniary interest therein.
F4: Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.