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EQUITY RESIDENTIAL — Director's Dealing 2019
Jun 18, 2019
30212_dirs_2019-06-18_854c308f-d48f-4d61-8080-d5e6c628ba4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2019-06-14
Reporting Person: Altshuler Barry (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-14 | Common Shares Of Beneficial Interest | M | 15535 | $60.76 | Acquired | 49615 | Direct |
| 2019-06-14 | Common Shares Of Beneficial Interest | S | 15535 | $78.00 | Disposed | 34080 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-14 | Non-qualified Stock Option (Right to Buy) | $60.76 | M | 15535 | Disposed | 2027-02-02 | Common Shares Of Beneficial Interest (15535) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 1324 | Indirect |
| Common Shares Of Beneficial Interest | 62 | Indirect |
Footnotes
F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through April 15, 2019.
F3: Represents shares beneficially owned by Mr. Altshuler's spouse. Mr. Altshuler disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
F4: The reporting person received a grant of options as an alternative to cash in connection with all or a portion of their performance bonus. The options vested on February 2, 2017, the date of the grant.