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EQUITY RESIDENTIAL Director's Dealing 2019

Aug 8, 2019

30212_dirs_2019-08-08_49d6df24-16bf-4faf-9442-2e691646582b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2019-08-07

Reporting Person: Kaufman Ian (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-07 Common Shares Of Beneficial Interest M 4049 $51.34 Acquired 20757 Direct
2019-08-07 Common Shares Of Beneficial Interest S 4049 $80.00 Disposed 16708 Direct
2019-08-07 Common Shares Of Beneficial Interest M 4877 $46.72 Acquired 21585 Direct
2019-08-07 Common Shares Of Beneficial Interest S 4877 $80.00 Disposed 16708 Direct
2019-08-07 Common Shares Of Beneficial Interest M 6146 $48.13 Acquired 22854 Direct
2019-08-07 Common Shares Of Beneficial Interest S 6146 $80.00 Disposed 16708 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-07 Non-qualified Stock Option (Right to Buy) $51.34 M 4049 Disposed 2022-02-03 Common Shares Of Beneficial Interest (4049) Direct
2019-08-07 Non-qualified Stock Option (Right to Buy) $46.72 M 4877 Disposed 2023-02-07 Common Shares Of Beneficial Interest (4877) Direct
2019-08-07 Non-qualified Stock Option (Right to Buy) $48.13 M 6146 Disposed 2024-02-06 Common Shares Of Beneficial Interest (6146) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares Of Beneficial Interest 504 Indirect

Footnotes

F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through July 15, 2019.

F3: Represents share options which vested in approximately three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.

F4: Represents share options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.

F5: Represents share options which vested in approximately three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.