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EQUITY RESIDENTIAL — Director's Dealing 2019
Aug 8, 2019
30212_dirs_2019-08-08_49d6df24-16bf-4faf-9442-2e691646582b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2019-08-07
Reporting Person: Kaufman Ian (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-07 | Common Shares Of Beneficial Interest | M | 4049 | $51.34 | Acquired | 20757 | Direct |
| 2019-08-07 | Common Shares Of Beneficial Interest | S | 4049 | $80.00 | Disposed | 16708 | Direct |
| 2019-08-07 | Common Shares Of Beneficial Interest | M | 4877 | $46.72 | Acquired | 21585 | Direct |
| 2019-08-07 | Common Shares Of Beneficial Interest | S | 4877 | $80.00 | Disposed | 16708 | Direct |
| 2019-08-07 | Common Shares Of Beneficial Interest | M | 6146 | $48.13 | Acquired | 22854 | Direct |
| 2019-08-07 | Common Shares Of Beneficial Interest | S | 6146 | $80.00 | Disposed | 16708 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-07 | Non-qualified Stock Option (Right to Buy) | $51.34 | M | 4049 | Disposed | 2022-02-03 | Common Shares Of Beneficial Interest (4049) | Direct |
| 2019-08-07 | Non-qualified Stock Option (Right to Buy) | $46.72 | M | 4877 | Disposed | 2023-02-07 | Common Shares Of Beneficial Interest (4877) | Direct |
| 2019-08-07 | Non-qualified Stock Option (Right to Buy) | $48.13 | M | 6146 | Disposed | 2024-02-06 | Common Shares Of Beneficial Interest (6146) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 504 | Indirect |
Footnotes
F1: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through July 15, 2019.
F3: Represents share options which vested in approximately three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.
F4: Represents share options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.
F5: Represents share options which vested in approximately three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.